Client Bank Accounts

Investors are requested to note that Stock broker - SAROJ SECURITIES is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker SAROJ SECURITIES is also required to disclose these client bank accounts to Stock Exchange.

Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under "Know/ Locate your Stock Broker

Forms

• Form For submitting Securities as Margin
• Form For Requesting to release Margin
• Form For Running Account Authorization
• Declaration by Proprietorship Firm
• Reactivation Request Form For Inactive Clients
• Request For Client Details Change/Updation

Circulars

Recent SEBI Circular

Capital & Derivative Segment

For Individuals/Corporate
If you are an Individual/Corporate and

would like to open a Trading Account in Capital and Derivatives Segment,

then please download the Form and Annexures below and send it to us.

 NSE Capital, F&O, Currency Derivative, Market Segment

Policy and Procedures

• Client Registration & Documentation
• Risk Profiling
• Operation & Compliance Guidelines
• Order receipts & Execution
• Receipts and Delivery of Securities to Clients
• A Policies for Internal Shortage
• Sqare off/Liquidation of Client''s Securities without consent.
• Closure of Client account/Dormant account.
• Policy for monitoring of Debit balances.
• Transfer of Trades
• Client Code Modification (UCI Error Policy).
• Dividends
• Acceptance of pre funded instruments(DD, Banker''s cheque and Electronic fund transfer).
• Allotment of trading terminals
• Surrender of trading terminals
• Limits /exposure /margin /branches /sub broker level
• Opening and Closing of branches
• Mandatory Document dealing with policy & procedures (Annexed in SS KYC).
• Issuance of Contract notes /Daily margin statement /Quarterly account & demat statement
• Circulars of Margin /Collaterals
• Internal Audit
• Investor Grievance Redressal
• PMLA
• Prohibition of unethical news
• Surveilance Policy for Capital and Derivative
• Insider Trading
• Marketing & Social Media
• Sales Practices
• Conflict of Interest
• Policy for Physical Settlement of Stock Derivatives
• Cyber Security Policy